Senior Regulatory Counsel recruitment
You will have at least 4 years regulatory experience in securities/corporate law in Hong Kong or Singapore in either private practice or in-house for a financial services company. You will have strong general knowledge of Asia-Pacific regional markets and regulatory environments (including China, Malaysia, Australia, Taiwan and Korea). You will be primarily responsible for regulatory interactions, implementation and filings in Asia-Pacific. You will also provide regulatory advice on issues concerning corporate structure, products and services offered by our client. You will lead training and Read more […]
Senior Regulatory Counsel recruitment
As a senior regulatory consultant you must be authoritative and confident in your identification of potential outstanding and forseeable issues. You must be able to advise the General Counsel and Senior Management on the priority order and develop a work flow in accomplishing the completion of this project. Legal or compliance project management experience does help.Specific tasks may include assessing the internal legal and compliance needs, blue-printing new policies and procedures, re-drafting of the policies and procedures , revising and correcting ADV forms 2a/2b, as well as providing assistance Read more […]