Senior Retail Compliance Monitoring Manager recruitment
This role will be based in either the London office or Northampton Office with Management and oversight of a team of 6.ResponsibilitiesInterpret key regulatory rules, guidance and proposed regulatory changes in relation to the firms products and servicesTo support the Compliance strategy by delivery of the firms Compliance plan and objectives. The jobholder will be responsible for enhancing the compliance culture within the organisation by developing and managing effective relationships with key business areas/stakeholders at all levels within the firm. Work closely with the Compliance Director Read more […]