Six Compliance Positions with a Top Investment Bank recruitment
Control Room Compliance OfficerOur client seeks a Control Room Compliance Officer who would be responsible for enforcing procedures designed to prevent and detect the misuse of material non-public information and managing conflicts for the Firm. Qualifications • Ability to understand and apply regulation applicable to the Control Room function, including, but not limited, to SEC 10b(5)-1 • Knowledge of use of proprietary and vendor-based applications Regional Anti-Bribery Corruption Officer Our client seeks a Regional Anti-Bribery and Corruption Officer who will be responsible for co-coordinating Read more […]
June 15, 2012
• Tags: Compliance, Legal careers in the USA, Six Compliance Positions with a Top Investment Bank recruitment • Posted in: Financial • Comments Off on Six Compliance Positions with a Top Investment Bank recruitment