Sr Compliance Analyst-Trading Desk recruitment
[1] transactions. Follow the process outlined in the Trade Error policy when applicable. o Batch; review and research compliance alerts, warnings and data exceptions. Perform required manual calculations and escalate the appropriate notification protocol to GIAC management and investment management personnel of any potential violations. o Provide oversight for batch reviews completed by Compliance Analysts. Perform detailed compliance analysis of all rules in Charles River. Review prospectuses and other investment management agreements and validate the revised restrictions are updated in Read more […]
March 5, 2012
• Tags: Asset Management careers in the UK, Sr Compliance Analyst-Trading Desk recruitment • Posted in: Financial • Comments Off on Sr Compliance Analyst-Trading Desk recruitment