Regional Head of Compliance – Control Room/Surveillance (Ref# RHC-CRS/DK310812) recruitment

The incumbent will take lead a large team who are responsible for overseeing regional compliance with respect to activities in relation to securities transactions. You will assume a broad oversight for Surveillance activities associated with compliance with bank’s internal policies with respect to employee trading. The role requires you to work closely with regional senior management to strength the oversight of various associated areas of compliance. You will be involved in assessing the effectiveness of established compliance surveillance and work with Global Counterparts to implement targeted Read more […]

August 11, 2012 • Tags: , , , , • Posted in: Financial • Comments Off on Regional Head of Compliance – Control Room/Surveillance (Ref# RHC-CRS/DK310812) recruitment