VP/SVP Security Trade Monitor recruitment
ResponsibilitiesMoody’s is seeking an experienced compliance professional to supervise the securities trade monitoring function for the company. The incumbent will be responsible for the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.The candidate will be responsible for administering Moody’s Securities Trading Policy and associated procedures, assessing employee securities transactions and holdings for potential conflicts, providing guidance on trading to Compliance and company stakeholders, managing restricted Read more […]
November 3, 2008
• Tags: Operations careers in the USA, SVP Security Trade Monitor recruitment, VP • Posted in: Financial • Comments Off on VP/SVP Security Trade Monitor recruitment