TECHNICAL COMPLIANCE ADVISER
PRINCIPAL ACCOUNTABILITIES 1.Obtain and assess the impact of proposed regulatory changes published by the relevant regulators to ensure regulatory and legislative requirements are identified, communicated and addressed as appropriate.2.Develop processes and procedures to ensure effective and efficient compliance on a pan-European basis with applicable regulations on banking and insurance mediation and provide advice accordingly.3.Assist in the identification of Compliance risks to which the business is exposed, and help maintain and update the Compliance Risk Register for the bank.4.Update Compliance Read more […]
August 6, 2009
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