Compliance VP – Threshold Reporting recruitment
The team is responsible for implementing controls and processes to ensure compliance with regulations related to trading and investments, including pre- and post-trade compliance, mutual fund monitoring and reporting; global syndicate offering review; ERISA monitoring, and regulatory threshold monitoring and reporting.This group performs one of the core functions within the company and requires strong communication skills and analytical approach. Duties will include:• Identifying and reporting holdings that have reached or approaching prescribed thresholds • Making necessary disclosures in Read more […]
May 11, 2012
• Tags: Asset Management careers in the UK, Compliance VP, Threshold Reporting recruitment • Posted in: Financial • Comments Off on Compliance VP – Threshold Reporting recruitment