Senior Compliance VP/Associate – Top Fund/Asset Manager recruitment
In this role, you will work alongside the company’s CCO in designing and developing effective compliance procedures and controls in support of new and expanding trading activities – with a strong focus on equities. Additionally, you will participate in drafting, reviewing, and refining the documents that govern company policy and practice. Candidates must:- Have 5-10 years of experience in compliance at a top hedge fund, asset manager, institutional investment advisor, a major financial services firm, or a law/accounting firm servicing a financial services firm. – Have strong experience Read more […]