Trade Compliance Analyst- NY recruitment

Job ID: 12499Position Description: The Trade Compliance group is responsible for completing post trade analysis of all Newport Beach trades to ensure compliance of those trades with the respective client’s guidelines. This is a fast paced environment as all trade must be confirmed by end of the business day using the firm’s proprietary software. In order to resolve issues, the Compliance Analyst must be able to manipulate and analyze data from holdings and securities databases and where required, work with the appropriate Portfolio Manager, Account Manager and/or appropriate members of the Legal Read more […]

July 18, 2012 • Tags: , • Posted in: Financial • Comments Off on Trade Compliance Analyst- NY recruitment