VP- Director, Trade Surveillance and Monitoring recruitment
This role will look across the groups business in Hong Kong, montoring and conducting trade surveillance across fixed income, equities and some equity derivatives for the main business lines, including Private Wealth Management and capital markets.Key Responsibilities: – Monitor trading across all asset classes – Identify exceptions to regulatory requirements and policy. – Maintain an up-to-date knowledge of regulatory requirements and advise front office on any potential implications. – Regularly communicate with the business on changes and updates that will effect trading activities. – Support Read more […]
January 18, 2012
• Tags: Compliance, Legal careers in the Hong Kong SAR, Trade Surveillance and Monitoring recruitment, VP- Director • Posted in: Financial • Comments Off on VP- Director, Trade Surveillance and Monitoring recruitment