Trade Surveillance Compliance Manager

 As the team leader, you will have overall responsibility for implementing policies, conducting reviews and investigations across the various business segments. The key responsibilities for the role will be: Leading and managing a team of people Implementing the trade surveillance program across various business segments Conducting trade surveillance reviews across different business areas. Performing audits of existing compliance practices Advising the business on policies and processes As such, my client is looking for someone who can demonstrate the following: Read more […]

August 10, 2009 • Tags: , , • Posted in: Financial • Comments Off on Trade Surveillance Compliance Manager