Regulatory Compliance Auditor – VP & Director Levels recruitment
DescriptionAct as Regulatory subject matter expert while liaising with auditors to ensure compliance of firm policies, procedures, and best practices.Oversee a group responsible for auditing the firm’s compliance practices and regulatory initiatives.Ensure auditory compliance of various regulations including Patriot Act, Anti-Money Laundering, Bank Secrecy Act, Reg B, Fair Lending, Truth in Lending, Truth in Savings, etc.Analyze audit processes and identify any areas lacking in efficiency or productivity.Create audit presentations reporting on found results.Develop clear execution plan and deliverables Read more […]
November 15, 2010
• Tags: Accounting & Finance careers in the USA, Regulatory Compliance Auditor, VP & Director Levels recruitment • Posted in: Financial • Comments Off on Regulatory Compliance Auditor – VP & Director Levels recruitment