Core Compliance – AVP/VP Level for Top Tier Investment bank HONG KONG recruitment
This role will be responsible for heading up the Corporate Disclosure and Licensing team for Asia Pacific (ex-Japan) and reporting to the Head of Core Compliance. License application with SFC and registration for corporates and individuals with HKMA will be favoured, ensuring fit and properness, having the appropriate license(s) to carry out relevant business activities regulated by local regulators in HK and handling continuous professional training matters.Responsibilities will include:- Supervise and handle licensing application processes and requirements thereof and intermediary conduct issues, Read more […]
May 3, 2012
• Tags: AVP, Compliance, Core Compliance, Legal careers in the Hong Kong SAR, VP Level for Top Tier Investment bank HONG KONG recruitment • Posted in: Financial • Comments Off on Core Compliance – AVP/VP Level for Top Tier Investment bank HONG KONG recruitment