Wealth Management Compliance AVP recruitment

The wealth management Compliance Department of this business work as a team to manage compliance risks for the Branch and Trust Company in areas including cross border activities, investment suitability, US persons compliance and the overall conduct of a business relationship. This is a broad and interesting role that will suit an indiviual who welcomes change.You will have:Minimum 4 to 6 years of relevant work experience; previous legal, compliance, regulatory or audit experience pertaining to wealth management. Audit experience in other areas will also be considered favourably.Knowledge of Read more […]

January 1, 2011 • Tags: , , • Posted in: Financial • Comments Off on Wealth Management Compliance AVP recruitment