Head of Private Wealth Management Compliance
The Head of PWM Compliance will be responsible for managing a team charged with keeping the business advised as to regulatory changes from the appropriate regulatory bodies. The PWM Officer will also be responsible for the drafting of policies and procedures, managing staff of 5, training and other compliance related functions. Knowledge and experience of high net worth clients is a a must. JD or MBA a plus
Systematic / Algorithmic Trading – Global Opportunities – Great Capital Available
*Systematic / Algorithmic Trading – Global Opportunities – Great Capital Available*Several leading prop houses, based across the US, Europe and Asia, have approached me to find fully automated strategies / funds that are looking for capital. They offer excellent PL percentages and levels of capital.Requirements: 1. The strategy must be trading LIVE and have a DAILY track record.2. The strategies results must be scalable to accommodate for new capital.If you, or your fund, are looking to bring in new capital feel free to contact me on james.hindmarsh@stottandmay.com and I’d Read more […]
International Private Bank- NYC/Miami based – Junior Relationship Managers
JOB DESCRIPTION – JUNIOR PRIVATE BANKERS/RELATIONSHIP MANAGERSOur client, a top ranked bank within the US, with established and growing reputation with the private banking sector has delivered a mandate to hire 8 new junior private bankers/wealth managers/relationship managers to enhance their growing New York and Miami Offices. Having enjoyed a record period of dynamic growth across the business, especially within wealth management, our client wishes to expand their network within the Latin American segment, catering to an increasingly widespread and diverse clientele, those covering other regions Read more […]