Temporary Compliance Officer (1-year contract) (Ref : SEGL/CPL-P567) recruitment
Main responsibilities
• Licensing: responsible for exam enrolment, staff’s registration and maintaining / updating licensed individuals’ records, process license applications, follow up licensed staff’s CPT and annual return status
• Personal Account Dealing/Outside Directorship Reporting: record keeping and documentation
• Co-ordinate and prepare Compliance trainings
• Assist in review of Marketing materials, disclaimers
• Assist in performing compliance monitoring
• Maintain and update regulatory information, rules and requirements
• Provide general administrative and clerical duties such as database maintenance, filing to the department
Requirement
• Degree Holder
• At least 2 years office experience in financial institutional industry, with licensing experiences preferred
• Strong analytical and attentive to details
• Good interpersonal skills
• Excellent spoken and written communication skills in both English and Chinese
Application Procedures
Interested parties, please send the below to: hr.hkg@sgcib.com• Cover letter
• A full resume (specifying the class of honor or GPA attained)
• Contact details
• Availability
• Stating the Reference No. on the email