Trade Compliance Analyst recruitment
In this broad and varied role as Trade Compliance Analyst you will be responsible monitoring client mandates and procedure notes for pre and post trade compliance. You will be ensuring all processes are conducted on a timely basis, investigating breaches, reviewing exception reports and liaising with internal and external parties. Furthermore, you will be involved in ad-hoc projects, building and maintaining relationships.
To qualify for the role you MUST have:
-In-depth knowledge of on-boarding and compliance monitoring processes and be able to interpret investment agreements and client mandates.
-Solid knowledge of European regulations in regards to retail funds.
-Solid knowledge of KYC/AML.
-System experience of Latent Zero Sentinel and Aladdin an advantage.
-IMC qualified/studying/grandfathered
The successful candidate will also be an excellent communicator, self-motivated, strong problem-solver and innovative.
If interested in the role and match the requirements above please apply today.
Ref: JL_64200