Trade Surveillance

Trade Surveillance - Trading - Front Office - Investment Bank - Compliance Monitoring

A leading organisation are looking for a strong Trades Surveillance analyst who is very hands-on and still able to manage senior stakeholders, internally and externally.

You will have primary responsibility for reviewing, analysing and investigating the alerts that have been generated by the Trade and Communications Monitoring systems. Alerts will be targeted for market abuse scenarios as well as other potential breaches of policy and compliance.

You will have strong experience in being able to be self sufficient in a trade surveillance and compliance monitoring whilst managing senior stakeholders and assuring compliance is met across the trading teams.

Please apply immediately to avoid disappointment.

Empiric is a global provider of niche and specialist recruitment services operating across Investment Banking, Oil Gas, Engineering, IT and Industry Commerce. Our expert knowledge of the market and strong working relationships with our clients has enabled us to become the preferred supplier to over 150 global corporations. www.empiric.com

April 5, 2013 • Tags:  • Posted in: Financial

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