Trading & Liquidity Compliance Officer
The Legal Compliance team oversees BlackRock's compliance with applicable laws and rules, and is responsible for, among other things, establishing legal and compliance policies and procedures that meet applicable regulatory requirements and testing the operative effectiveness of those policies and procedures; overseeing all regulatory matters; coordinating all litigation and legal proceedings; negotiating contracts; and providing compliance training.
We are sourcing for a dynamic and enthusiastic compliance professional who functions in an efficient, detail-oriented, and proactive manner. The candidate should be a team player, extremely motivated, resourceful, organized, communicative, and able to leverage the managers' time by completing tasks independently with strong attention to detail. The position is based in New York.
Responsibilities
- Provide general regulatory compliance support to the Equity, Fixed Income and FX trading desks
- Develop and implement Compliance policies and procedures as needed (e.g. Dodd Frank)
- Assist in the implementation of compliance policies
- Analyze contractual terms in ISDAs and IMAs as necessary
- Assist with preparation, organization and tracking of materials provided to regulatory agencies during routine examinations.
- Provide assistance in administering BlackRock's compliance training program including preparation and production of training materials
- Assist in presentation preparation.
- Participate in ad hoc projects as needed.
- Produce letters, memoranda, presentations, reports, etc. as necessary; proofread documents for appropriate grammar, punctuation and spelling.
Qualifications and Skills
- College or higher degree. Law degree is preferred.
- 5+ years of compliance experience in financial industry
- Must have understanding of derivative transactions
- Must have superior skills in MS Word, Excel, Outlook and PowerPoint.
- Ability to perform in a fast paced environment and interact with senior management under highly demanding conditions.
- Strong analytical, interpersonal and communication skills.
- Excellent organizational skills; detail oriented.
- Strong time management skills; ability to handle multiple concurrent assignments with a high degree of accuracy and meet deadlines in a high pressure environment.
- Self-starter with the ability to work independently and with minimal guidance.
- Excellent phone manner and management a must.
BlackRock is proud to be an E-Verify Equal Opportunity/Affirmative Action Employer--M/F/D/V.
BlackRock is one of the world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackRock offers a range of solutions -- from rigorous fundamental and quantitative active management approaches aimed at maximizing outperformance to highly efficient indexing strategies designed to gain broad exposure to the world's capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and institutional separate accounts, mutual funds and other pooled investment vehicles, and the industry-leading iShares® ETFs.
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