UK Head of Compliance
Provide advice and counsel to UK CEO and Senior Management
Primary contact for the FSA and other Regulatory bodies. Maintaining an effective and open relationship with Regulators. Managing all regulatory inquiries and reviews
Providing advice and direction on both internal and external conduct of business rules and practices and how the rules of the regulatory body affect the day to day operations of each department.
Interpretation of the provisions of the Financial Service and Markets Act and FSA Rules and providing support to the UK business on these. Interpretation of additional laws, regulations and rules as promulgated
Oversight of the implementation of procedures and controls designed to ensure the compliance with external regulatory standards set by the provisions of the Financial Services and Markets Act, FSA rules and other applicable legislation.
Manage and develop Compliance staff. Install a service culture.
Oversight of the provision of Regulatory training to all employees on relevant regulatory and legislative requirements.
Devise, direct and implement the Compliance programme for UK
Overseeing Anti Money Laundering Officers and programme
Please contact Fergus Hooley
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the TC's, Privacy Policy and Disclaimers which can be found at hays.co.uk
Leave a Reply
You must be logged in to post a comment.