US Compliance Manager recruitment
Reporting into the General Counsel Partner you will be responsible for ensuring the firm operates in compliance with SEC regulations, work with senior stakeholders/regulators to identify compliance deficiencies and liaise with the trading, technology and operations departments to assist with the implementation of compliance programs.
This high profile position requires an excellent understanding of the securities industry. You must have the credibility gravitas to face-off with senior stakeholders and be confident in an environment that covers high frequency trading. Due to the specific nature of the firm you must have experience working across high frequency electronic, algorithmic trading.
This is a rare opportunity to develop a compliance division from scratch and offers excellent career potential.