Vice President, Compliance Officer, Boston, MA
Vice President, Compliance Officer, Boston, MA
The compliance group is responsible for establishing and overseeing the compliance methodology for the Business-aligned Compliance teams, generating compliance reports, managing projects across the Business-aligned Compliance teams and performing centralized testing for certain regulatory controls.
- Manage oversight reviews to evaluate various aspects of the Business-aligned compliance oversight programs.
- Review controls and documentation completed by the Compliance teams to ensure they conform with the methodology.
- Produce and present training materials related to the procedures that govern compliance oversight programs.
- Assist with regulatory risk assessment activities.
Manage junior staff on a day-to-day basis.
- Minimum of four years of work experience with internal controls
- Managerial and project management experience
- Strong analytical, written communication, interpersonal and organizational skills
- Detail and deadline oriented
- Ability to multi-task in a fast-paced environment
Proficient with Microsoft Excel, PowerPoint and Word
Salary $100,000- $110,000 base
APPLY | jobs@gqrgm.com
VISIT US | www.g-q-r.com/vacancies
While a resume is preferable we also welcome tentative enquiries from well-qualified persons. To speak with an agent please contact one of our regional offices using the contact details listed below. Utmost confidentiality and discretion is assured.
LOS ANGELES | 1.310.807.5030
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VISIT US | www.g-q-r.com | www.g-t-r.com | www.gqrgm.com
GQR Global Quant, GQR Global Trading, GQR Global Markets
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