Vice President – Equities Compliance, Investment Bank recruitment
Reporting to the Regional Head of Equities and Fixed Income Compliance Asia-ex Japan, you will be responsible for providing product compliance advisory services to the Equities business. You will work closely with sales and trading staff and the back office to ensure that activities are performed in compliance to industry best practices and regional regulatory requirements. In addition, you will analyse surveillance reports and conduct investigations where necessary. Furthermore, you will advise on regulations that affect new business initiatives and take a lead in resolving all risk issues that may affect the Equities business.
The successful candidate will possess at least 8-10 years of relevant Compliance experience gained within a top-tier investment bank. A strong working knowledge of regulatory requirements relating to Cash Equities products is desirable as is the ability to work effectively with business management and Country Compliance in order to address risks in the Equities business. Excellent communication skills are required. Fluency in English is essential.
Profile Search Selection is acting as an Employment Agency in relation to this vacancy.