Vice President – Regulatory Reporting – Tier 1 IB recruitment
Main Function
Team lead for legal entity focused regulatory control team with responsibility for submission of regulatory returns and monitoring of capital adequacy ratios.
Main Duties
*Management of circa 20 FTE (3 Direct reports)
*Capital Adequacy reporting and monitoring for a UK FSA regulated entity
*Monitoring of regulatory ratios and ensuring daily compliance with internal and regulatory limits
*Preparation review of Basel II regulatory calculations for several Asian trading entities
*Preparation of MIS reports such as legal entity profitability and capital forecasts; performing of analytical reviews, investigate and resolve unusual and/or significant fluctuations
The role will involve
oReview of team deliverables
oTraining and development of staff
oProviding input on new product proposals and liaison with Regulatory Policy team with regards to regulatory treatment
oLiaison with the trading businesses Treasury with respect to management of RWA and usage of capital
oAd hoc queries and investigations
oInvolvement in various projects to build out infrastructure to support regulatory change (e.g. Basel III)
oUndertake project(s) to enhance strategic reporting infrastructure or develop tactical solutions where required
oEnhancement or development of control framework
Person Requirements
*University Degree or equivalent in Accounting / Finance
*Strong academic background
*8+ years post qualification experience in a top tier investment bank
*Prior regulatory reporting experience (UK FSA preferred)
*Ability to manage a team and interact with senior staff across multiple jurisdictions in multiple functions
* Ability to change and improve processes