Volcker Client Services
Investment Bank in the City is looking to hire a candidate to work within a Volcker regulation project. The successful candidate will be responsible for the management and client support to ensure Volcker Rule is being adhered to.
This is a good opportunity to join a team at the start of the Volcker process, so you will get first-hand experience of the regulation.
Responsibilities will include;
• Distribute Volcker questionnaires to clients in scope via email and post.
• Review completed Volcker questionnaires received from clients.
• Validate questionnaire completion and liaise with clients to remediate where applicable
• Input data captured in the questionnaires into relevant database.
• Create filing structure and implement daily record keeping to ensure data is maintained and captured correctly.
• Liaise with internal stakeholders when required to ensure any deadlines are met.
• Weekly status reporting to internal stakeholders.
• Manage exception processes and escalate when necessary.
• Testing IT solution for client facing metrics.
• Manage and implement roll out of client facing metrics.
• Document procedures and controls for client facing metrics.
• Establish governance and reporting.
• Create and manage a central log of reporting issues, working with internal departments.
• Manage communication with external clients via telephone and email.
To be successful in this role, you will need the below experience as a minimum
• Knowledge of Dodd Frank Regulation
• Client Service/Customer facing experience and knowledge.
• Ability to work with team members to ensure regulatory obligations are delivered to time and standard.
• Understanding of trade metrics and attributes for one or more of the following asset classes.
o Short Term Markets
o Equity Derivatives
o OTC Derivatives
For more information or to apply, please contact Craig Murray on 02034650111
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