VP
Our client is a leading investment bank with a strong reputation for the career progression and growth of their employees. A need has arisen within the audit function for an independent candidate to take up a hybrid role
The Role
Reporting to the Regional Compliance Audit Manager, you will be fully responsible for:
- Assessing the adequacy of the control environment across the business
- Managing and executing audits of the investment bank business in HK and across Asia region, with a particular focus on regulatory compliance
- Providing recommendations to management for improvement where weaknesses are identified
- Ensuring audits are completed timely and within budget by performing risk assessment, audit planning, testing, control evaluation, report drafting and verification of issue closure
- Keeping abreast of regulatory changes and market events that impact the business
- Establishing strong relationships with key stakeholders in the Banking Business and Compliance Organizations
The Successful Applicant
You will be a University Graduate holding a degree in accounting and/or finance with at least 8 years’ experience gained within a financial services audit/compliance function. You will possess sound knowledge of the current regulatory developments relevant to investment banking and understanding of US and APAC regulatory environments will be an advantage. Practical experience dealing with compliance risk management principles and controls will be highly desirable. In addition, you should have strong communication, analytical and leadership skills. Hands on experience with investment bank business will be an advantage. Fluency in English and Mandarin, both written and spoken is essential.
Contact Us
Please press the APPLY button or email your CV to Christy Lam at c.lam@alsrecruit.com quoting the reference for a confidential discussion. For more Compliance positions, please visit our website (http://alsrecruit.com/) and contact us for details. (EF/9313)
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