VP
Our client is one of the leading financial services institution with a strong reputation for the career progression and growth of their employees. A need has arisen within the compliance function for an independent Fixed Income Compliance Professional to contribute business success
The Role
Reporting to the Head of Fixed Income Compliance, you will be fully responsible for:
- Reviewing processes and procedures to ensure adequate controls are in place
- Providing compliance advisory services to the business related to all fixed income related products
- Reviewing new products and initiatives from a compliance perspective
- Assisting in the design, development and implementation of the business’ surveillance and monitoring program
- Liaising with global compliance counterparts in order to discuss any APAC issues and to stay abreast of any new global initiatives
- Designing and conducting of online training program for the staff within the business
- Collaborating with the APAC country compliance to ensure all parties are fully kept abreast of new initiatives and regulatory changes
The Successful Applicant
You will be a University Graduate holding a degree in law and/or economics with at least 5 years’ experience gained within a banking compliance function. You will possess sound knowledge of Treasury and Fixed Income product knowledge and the relevant rules and regulations applicable from a compliance perspective. You will demonstrate strong communication, analytical and influencing skills and be able to supply high quality deliverables for the team. Fluency in English is highly desirable. No Chinese language is required for the role.
Contact Us
Please press the APPLY button or email your CV to Christy Lam at c.lam@alsrecruit.com quoting the reference for a confidential discussion. For more Compliance positions, please visit our website (http://alsrecruit.com/) and contact us for details. (EF/9788)
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