VP
Treasury Securities Services (TSS) supports the needs of institutional clients worldwide and is one of the top three providers in both its Treasury Services and Worldwide Securities Services businesses
TSS Compliance's role is to:
- Manage the compliance program for the TSS businesses, globally
- Partnering with TSS business, risk executives and Legal and Compliance staff to develop, implement and administer appropriate policies and procedures
- Monitoring the TSS businesses compliance with laws and regulations, identifying weaknesses and developing remedial programs.
- Advising the TSS businesses on compliance issues and requirements for new developments and products.
- Interfacing with regulators on examinations and other inquiries on a regular basis
- Administering corporate wide compliance policies.
- Establishing training programs for TSS sales, relationship management, client service, product and operations. Ensure implementation and conduct ongoing monitoring.
- Partnering with individuals within Corporate Compliance, Legal, Audit and/or Risk on various programs.
TSS Compliance is looking for a VP/Compliance manager to work in the Anti-Money Laundering (AML) Compliance area and reporting to the TSS Sanctions Officer.
Job Functions
- Participate on project teams responsible for sanctions screening strategy for TSS globally with primary focus on OFAC but also an awareness of other sanctions regimes.
- Educate business staff on the meaning and implementation of sanction regulations.
- Participate in the development of the sanctions risk assessment for TSS.
- Update product level risk assessments required to support the scope of sanctions screening to be applied
- Handle research and follow-up related to events involving sanctions issues with clients
- Establish and develop effective relationships with business partners in sales, product and relationship management.
- Research cases to determine appropriate examples for training modules.
- Contribute to policy, governance and procedure enhancements.
Qualifications
- Four-year degree required.
- 2 years OFAC compliance or related experience.
- Excellent interpersonal, organizational and writing skills required.
- High attention to detail with strong analytical and logical reasoning skills.
- Knowledge of sanctions regulations and screening methodologies.
- Product knowledge should include WSS / Security product expertise.
November 4, 2013
• Posted in: Financial
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