VP, Advisory and Surveillance Compliance, North American Bank
My client is a North American Wholesale Bank seeking to hire an experienced compliance officer for its APAC regional team.
This hybrid role will allow the individual to work across the advisory as well as surveillance function. Working closely with a senior VP, you will be responsible for the regional monitoring and surveillance on the firm's institutional banking activities as well as providing advisory to the business on issues such as new products, regulatory, key global projects and initiatives as well as industry practices that may impact the businesses of the bank.
In addition, you will work with the team to oversee and operationalize / conduct reviews in accordance with the Compliance Review Plan as well as update Compliance policies, procedures, manuals and programs on an on-going basis to reflect changes in business practices, regulatory changes
Degree qualified, you should have at least 5- 10 years of relevant compliance advisory and/or monitoring and surveillance experience with a global wholesale bank. You should be experienced with Asian regulatory and business practices and have demonstrated success in working independently within a corporate or investment banking environment. You should be well versed in monitoring/surveillance issues within a bank and have effective communication skills
Candidates already working in Singapore will be preferred.
Singapore Employment Agency Licence No: 07C2942
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