VP Central Compliance – Licensing and Registration recruitment
Exciting opportunity exists for a dynamic, experience and highly skilled Central Compliance specialist to join a leading and prominent Bank. Our client is one of the world’s most prestigious and renowned Banking Financial Services organizations. They have a long standing history in Asia and committed to continually growing and developing their business. They have been offering their diversified financial products to the world for decades and have developed a strong reputation in their field.
We are currently seeking a VP Licensing and Registration Compliance to join their experienced Compliance team. In this position you will be responsible for processing the licensing applications with the SFC and the registration for corporates and individuals with the HKMA.
Your responsibilities will include supervising and handling licensing application processes and requirements; managing corporate disclosure requirements and process relating to various licensed entities; liaising and maintaining strong working relationships with the regulators; work closely with stakeholders in reference to complaints or disclosure matters against licensed persons etc.; assist with developing the licensing and intermediaries policies and procedures, provide advice and training on employee licensing and CPT etc
To assume this position you will possess a minimum of 5+ years compliance experience, the ability to demonstrate strong working knowledge and understanding of the HKMA registration and SFC licensing matters; strong interpersonal skills, and strong time management skills.
Attractive salary and benefits will be offered to the successful candidate. Please send your resume in word document format to Cindy.yau@connectedgroup.com