VP Compliance
Our client is a leading global Investment Bank who is looking to hire an experienced Operations/Operational Risk candidate who would like to move into the Compliance function. This position will give the successful candidate the ability to network and manage relationships with Global, Regional and Country level stakeholders.
Key responsibilities include:-
- Engage with business operations to ensure the correct implementation of new rules and regulations.
- Manage a record of rules and regulations for the APAC Operations business.
- Implement testing procedures to ensure compliance policies are adhered too.
- Produce reports to monitor and identify compliance risk.
- Review of Operational projects to provide information on relevant regulatory requirements.
- Ensure Operations functions are compliant with regulatory examinations.
To be successful in your application you will have at least 7 years’ experience within Investment Banking Operations or Operational Risk and be experienced in managing controls procedures, risk assessments and reviews and understand how new regulations would impact the daily work of the operations functions. Ability to manage spread sheets, deliver presentations and manage a wide range of stakeholders is essential.
Please send your cv directly to catherine.taylor@tomrecruitment.com
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