VP Compliance, Control Room – Investment Bank recruitment
Are you an experienced Control Room Compliance Officer seeking the next step in your career?
Our client is one of the most long standing and renowned Investment Banks in the world. Due to organic growth within the area we currently have a new headcount for a VP Compliance, Control Room. Our client is renowned for developing their staff, offering international and cross business unit mobility and a supportive working environment.
In this position you will be working with an established and professional team and gain exposure across the Asian markets and business. You will have hands on exposure to a number of worldwide and regional wide projects and incentives within the business and gain exposure across all facets of the control room. This is an autonomous role which will allow you to develop your skills within compliance exponentially.
Responsibilities include reviewing the research against the watch and restricted list; trade surveillance and monitoring; Advising the trading desks about the impact of the restrictions on trading activity; Maintenance of the compliance lists including the Restricted and Watch Lists Co-coordinating the pre-deal research process with deal counsel; Research functionality; Hands on exposure to projects within the region.
To assume this position, you will possess a minimum of 6 years compliance experience with a minimum of 2 control room experience. You will be able to work autonomously and within a team environment, ability to work under a fluid and dynamic working environment and the ability to multi task.
To assume this position, please forward your resume to Cindy Yau: cindy.yau@connectedgroup.com. For a confidential discussion, please contact Cindy on +852 3972 6509