VP, Compliance, Marketing Material recruitment

Main Function

The VP, Compliance, Marketing Material will be responsible for the review and approval of marketing material and communications with the public, including market commentary.  The individual filling the role will work with a team to review marketing material, presentations, and other client communications created by various constituents and ensure that the material is compliant with both the Investment Advisers Act of 1940 and FINRA Communication guidelines.

Responsibilities

Requirements

Basic Qualifications:

Preferred Qualifications: