VP, Compliance Monitoring recruitment
The responsibilities of the individual in this position include:
Pro-actively contributing to the identification and assessment of business risks
Assisting with the continuous development of compliance policies and procedures
Managing the European compliance monitoring programme, producing reports for the Board and providing assurance that the business control framework is aligned to regulatory requirements, in line with the company’s risk appetite and is operationally effective
Answering queries from the business
Keeping track of the progress in relation to findings
Interpreting regulatory developments and their possible impact on the firm
Providing technical advice and guidance on interpretation to other members of the Compliance department
Deputising for the Head of Compliance, Europe
Identifying new ways to leverage management information to help identify business risks and implement enhanced monitoring routines
Promoting Compliance as “Enabler” and not “Blocker”; positioning Compliance as trusted and essential partner of the Business
Desired Skills Experience
The successful candidate will have extensive demonstrable skills and experience including the following:
Previous experience within a similar asset manager in a similar position
Strong character, integrity, and the ability to build partnerships with internal and external key stakeholders
Strong organization, communication, influence and leadership skills
Experience in dealing with board level management
University educated
Candidates with CISI qualification preferred
Advanced MS Excel skills
Company Description
Major medium-size UK asset manager with offices in various locations on three continents.