VP Compliance Officer-London-Investment Banking recruitment
VP Compliance Officer-London-Investment Banking
This role is working for a top tier investment bank which has a great reputation in the industry. This company is currently thriving and this is a great opportunity for the right candidate to boost their career. The role is based on the trading floor and is part of the European Securities Division to cover FICC products. Products include interest rate swaps, FX derivatives, money markets, fixed income and currencies. This role will involve working closely with sales, traders, audit, credit and legal amongst others.
The role involves the following responsibilities:
- Advising on transactions and products
- Review of marketing materials, financial promotions etc
- Monitoring of sales and trade activity
- Conducting due diligence on counterparties
- Creating compliance training programmes for non compliance staff
- Developing and improving compliance policies and procedures
- Regulatory issues as required
- Ad hoc projects as required
The successful candidate will be coming from an investment banking background where they will have considerable compliance experience in the areas mentioned above. It is essential to have a good understanding of OTC derivative products including interest rate and FX derivatives. Foreign languages would be advantageous. Personality wise you will be a team player with excellent interpersonal and communication skills.
To apply please send your CV to Tim Clarke on tim.clarke@eamesconsulting.com or call on 0207 092 3241. Only suitable candidates will be contacted due to volume of response.