VP, Compliance, Private Wealth Management recruitment
Responsibilities:
- Act as the primary focal point to private banking business for facilitating resolution and escalation of any regulatory compliance issues
- Proactively build relationship with businesses and relevant regulators
- Advise, review and approve of new and existing transactions, products and business initiatives
- Work closely with regional compliance and business unit compliance for the development and implementation of compliance initiatives
- Design and conduct compliance training to promote a high performance compliance culture
- Supervise and manage junior compliance staff in monitoring, documentation and reporting process
Requirements:
- University graduate in Law, Accountancy, Finance or other related disciplines
- At least 8-10 years compliance experience in a sizeable private bank
- Proven knowledge in local regulatory environment related to private banking and wealth management business
- Strong business acumen and stakeholder management skills
- Fluency in both written and spoken English and Chinese
Interested parties please send your updated resume in WORD format with current and expected salaries (quoting Employer Ref.) to banking@aimHigher.com
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December 10, 2011
• Tags: Compliance, Private Banking, Private Wealth Management recruitment, VP, Wealth Management careers in the Hong Kong SAR • Posted in: Financial