VP Compliance, Wealth Management recruitment
- Prestigious Private Bank
- Great Career Progression
- Competitive Salary and Benefits
Our client is a well-established Private Bank with a solid and renowned presence in Asia. The compliance team coordinates and undertakes control and monitoring activities of the wealth management activities and provides general advisory to the business and senior management. They are looking for a senior Wealth Management Compliance specialist, based in Hong Kong.
Reporting to the Team Head of HK Wealth Management Compliance, you are responsible for identifying and mitigating compliance risk, designing compliance programs, enhancing control standards and processes, and conducting control reviews on cross border transactions and client/investment suitability. One key part of your role is to provide independent and timely advice to business and other functions on all issues relating to day-to-day business and transactions undertaken by clients. Being an active liaison with Head Office and other counterparts in the region, you will work closely with relevant stakeholders in carrying out investigation for any regulatory and internal control breaches as well as recommend appropriate remediation actions.
To qualify, individuals must possess:
- Bachelor degree and/or professional qualification in Accounting, Law, Finance or Business.
- At least 10 years of compliance experience, preferably gained in private banking industry.
- In-depth working knowledge of securities laws, regulations and market practices with prior regulatory/legal background an advantage.
- Analytical skills with strong control sense and inquiring instinct.
- Good leadership qualities and team player.
- Excellent written and verbal communication skills in English.
Contact Kimberly Chien on (852) 3101 3066 or APPLY NOW by clicking the button below quoting reference number KC19447 www.ambition.com.hk
Data provided is for recruitment purposes only.