VP, Control Group recruitment

Key responsibilities:

- This role will work closely with internal team members across legal and compliance as well as front office, in order to identify issues that need to be addressed by policy and procedures.

- Act as a point of contact and spokesman for APAC policy on a global level, providing creative solutions and advising on new procedures.

- Project management for ongoing projects relating to areas such as Chinese Walls and Employee trading.

- To provide coverage across the core control room tasks, including conflicts clearance, wall crossings, restricted and watch lists, review of new product offerings and research clearance.

- Actively participate in new product committees, where new products may give rise to Chinese Wall and conflicts issues.

- Create and conduct training sessions, as well as provide ad-hoc advisory services to the business.

Candidates will ideally come from a control group background and currently be working in a  related role within a financial institution. Candidates with a legal background in capital markets transactions will be at an advantage, as will candidates who have a strong command of English and Chinese (Cantonese and/or Mandarin).

Candidates should submit their updated profile in the first instance.