VP / Director

A first tier Investment Bank requires a Compliance Officer to join their Private Side advisory team at VP level. The team covers their MA, ECM, DCM, Derivative Financing and Corporate Banking advisory businesses.

The firm is a household name as it is renowned for their consistent involvement in the largest MA deals in Europe and around the world. The Private Side Advisory team is small but staffed with some of the most talented Compliance professionals in the City. As a VP or Director (depending on your experience) you'll work closely with the business providing regulatory advice on the breadth of the bank's advisory services.

It could be that you have specialist skills in Capital Markets or have specialised in providing Compliance Advice to a boutique Corporate Finance house. Your knowledge of the regulatory framework and knowledge of how deals are structured will be put to the test.

The Candidate:

* Strong academic background
* Broad range of Compliance Advisory experience within Investment Banking
* A very strong commercial approach to regulatory advice
* Excellent interpersonal skills with the ability to build strong relationships with the business, the wider compliance team, key stakeholders in legal, operations etc. and the regulator.
* A high level of organisation and the ability to manage multiple workstreams effectively
* A willingness to be 'on call' when required

If you are looking for a role that will definitely elevate your career and your status within the Compliance community, then this could be the ideal role.

July 22, 2014 • Tags:  • Posted in: Financial

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