VP, Equities Compliance, Global Investment Bank
Reporting to the Regional Head of Compliance, you will be responsible for providing advice to the business with relation to sales, trading, deal structuring for equities in Singapore. Your team will ensure that the firm is complying with local and group regulatory policies.
Developing and refining compliance policies and procedures, monitoring and reviewing that the relevant controls are in place as well as liasing with regulators will be part of your responsibility.
You will also provide compliance training on an ongoing basis.
Degree qualified, you should have at least 7 - 10 years of relevant compliance experience in equities compliance with a global investment bank in Asia Pacific. You should be familiar with Singapore regulators and have demonstrated success of managing a small team. You should enjoy interacting with the business and be comfortable sitting on the trading floor.
Singapore Employment Agency Licence No: 07C2942
Leave a Reply
You must be logged in to post a comment.