VP Equities Compliance (Investment Banking), Excellent Career Exposure, 100-110k recruitment
The Company
Our client is a leading investment bank looking to consolidate its position as a global leader through thorough expansion plans in the region.
The Role
Reporting to the Head of Equities Compliance, you will be responsible for the following duties:
- Provide accurate advice to the cash equities business on legislation related issues.
- Assist senior management to develop and promote the compliance framework.
- Ensure adherence to HKMA and HK Stock Exchange rules, guidelines and policies.
- Participate in reviewing new business initiatives and transactions.
- Liaising with regulators and other relevant industry bodies.
Your Profile
You will be a university degree holder in business, finance or other related disciplines. You should have at least 6-10 years of relevant working experience with a background in equities compliance or IBD compliance. Product knowledge in cash equities would be preferred. Regional experience will be advantageous. Proficiency in English will be essential.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.