VP, Investment Compliance (Asset Management) recruitment
Our client is a leading global asset management firm servicing a top-tier institutional client base. There is an urgent need to look for a capable team leader to provide investment compliance and advisory support to the business
The Role
Reporting to the Head of Investment Compliance, you will be fully responsible for:
• Managing a team to provide pre-trade fund monitoring and to ensure the funds remain compliant with the investment guidelines and restrictions requirement
• Supporting portfolio managers and providing training to Investment Professionals in relation to the investment restrictions for the funds
• Developing and implementing compliance procedures to enhance operational efficiency
• Conducting researches for any regulatory updates and assessing on investment compliance implications
• Participating in new business initiatives such as new product launches and global projects
• Processing pre-clearance requests and liaising with Investment Management to develop solutions for trade monitoring and data filtering
The Successful Applicant
You will be a University Graduate holding a degree in law and/or economics preferred with at least 5-8years experience gained within an Investment Compliance function. You will possess sound knowledge of equity and fixed income markets with an interest in the investments process and have strong communication, analytical and leadership skills. Hands on experience with asset management business will be an advantage. Fluency in English and Mandarin, both written and spoken is essential.
Contact Us
Please press the APPLY button or email your CV to Christy Lam at c.lam@alsrecruit.com quoting the reference for a confidential discussion. For more Compliance positions, please visit our website (http://alsrecruit.com/) and contact us for details. (EF/8482)