VP Private Wealth Compliance recruitment

Are you seeking to join a reputable and established Banking organization? Are you open to opportunities in Hong Kong, one of the gateways into Asia’s growing economies?

Our client is one of the worlds most reputable and established Banking and Financial Services Institutions in the world. Currently their established and renowned Private Wealth Business is seeking an experienced VP Private Wealth Compliance to join their experienced and professional Compliance team.

This organization is renowned for providing ongoing training and support to their people and offering international and domestic mobility. Employment visas and sponsorships can be arranged for the suitable candidate with the opportunity to work with a highly professional and established team.

As a VP Private Wealth Compliance, you will be working in conjunction with the Senior Management and Relationship Management team to oversee those aspects of the Asia Global Wealth Management Compliance Program related to products which includes acting as the regulatory intermediary and business advisor.

In this position your responsibilities will include providing advice on application of rules and policies on transactions and general business activities, compose and implement compliance policies and procedures, review new products and other business initiatives, provide training to staff members and assist with regulatory reviews and enquires. 

To assume you this position you will possess a minimum of 8 years’ compliance experience within the financial services sector. You will possess a minimum 3 years’ experience in compliance advisory within Private Wealth Management and possess sound product knowledge across structured products.

The successful applicant will have demonstrated leadership capabilities, ability to work autonomously and strong influencing and negotiation skills. Exceptional communication skills both written and verbal are essential to fulfill this position.

If you fit the above description or for a confidential discussion please email Cindy.Yau@connectedgroup.com or call +852 3972 6509