VP – Regulatory Risk and Control recruitment

Main Function

The Risk and Regulatory Business Manager will support the Firm's initiative to mitigate Regulatory Financial risk by overseeing a centralized team within the Operations division. The individual will be responsible for managing the day to day governance of balance sheet integrity / assets at risk, regulatory controls and management reporting associated with these topics. Additionally, the candidate will be responsible for remediation projects as required to ensure any gaps and/or inefficiencies are addressed and made aware to senior management.

Main Duties

Support and further develop a robust governance structure that ensures integrity of the balance sheet and regulatory control processes. Provide management with timely reporting of control performance and risks. . 

Person Requirements

Basic Qualifications

Preferred Qualifications

We thank all applicants for submission, but only those under consideration will be contacted.