VP, Senior Compliance Manager – Asset Management recruitment
Our client has a strong presence in Asia and has been providing a wide range of financial products and services in the Asia regions for over a long period of time. Due to continued business expansion in Asia, they are now looking for a Senior Compliance Manager to join this exciting team.
In this role you will report to the Head of Legal Compliance. You will be conducting regular compliance monitoring and carry out compliance advisory to different business units in relations to investment products, licensing, and related regulations. You will need to review, draft and update the internal compliance reviews, policies, procedures and implement strategies to improve better practice. The person will work closely with the product development team and provide compliance advisory when new product launches.
To be a successful candidate, you will have at least 4-6 years’ compliance experience in retail and private fund from a well-regarded fund houses or has compliance experience within an asset manager. Candidates must have 3 years+ of management experience within a similar securities firm. You will have excellent communication skills to liaise with internal team members and external regulators. You will be required to have hands on exposure in investment compliance and well familiarized with SFC regulations. Someone with less experience will be considered for a Senior Compliance Officer position.
- Fantastic Career Development during this business expansion in Asia
- Competitive Compensation Package
- A great opportunity to gain knowledge within an asset manager
For more information, please contact Jenny Yeung on 852 2973 6333 or e-mail jennyyeung@taylorroot.com.hk