VP/DIR, IBD Compliance, Global Investment Bank
Working closely with the corporate finance compliance function, you will be repsonsible for implementing compliance infrastructure and controls for the transactions across debt and equity origination.
You will be responsible for performing risk assesments, pro active risk identification of regulatory changes and communicate those clearly to the business to ensure the bank is not at risk. You will be invovled in new product and transaction approvals as well as provide training, advisory, monitoring, management reporting to senior management within the business and compliance
You will work closely with your counterparts in central compliance (who will look after the regulatory interaction) as well as AML(where relevant)
Ideally, you should be qualified compliance/lawyer with a background in corporate finance/research or principal finance within investment banking. You should have at least 8 years of securities experience and understand SE Asia regulations. You should enjoy and have demonstrated success of working closely with business and have effective communication skills.
Singapore Employment Agency Licence No: 07C2942
Leave a Reply
You must be logged in to post a comment.