VP/Dir, Regional Head of Surveillance (Based in HK) recruitment
• Global Private Bank
• Continued Growth
• Excellent Career Prospects
Our client is an established global private bank with significant international presence, and is continuing to expand its presence in Asia.
Reporting to the Regional Head of Compliance, you will provide leadership to the regional surveillance function in monitoring regulatory risk, advisory of regulatory rules and guidelines, second line of defence testing and assurance, and participation in global compliance initiatives. This includes design, implementation, reporting and follow-up of the surveillance programme, as well as supporting new product development and other bank-wide initiatives. You will work with the business as a partner, while ensuring effectiveness of governance and oversight, and play a key role in cultivating and maintaining a strong compliance culture within the organisation.
You are degree qualified with relevant experience in compliance or regulatory risk, ideally with exposure to private banking. You have good knowledge of the Asian markets, including familiarity with legal and capital markets infrastructure of each jurisdiction, as well as knowledge of regulatory, compliance and anti-money laundering regulations. You have strong leadership, interpersonal and communication skills.
To apply, please submit your resume to Audrey Chan at ac@kerryconsulting.com, quoting the job title and reference number AC4505.