VP/Director
THE COMPANY:
- Our client is a leading APAC Investment Bank with a Institutional and Corporate client base base in the City. Covering Global Capital Markets, they specialise in equity, derivative, debt and structured products.
RESPONSIBILITES:
- Provide independent assessment and monitoring of firms risk profile including incident management; loss data collection; weekly and monthly reporting; facilitation of scenario analysis workshop; review of new product and complex transactions approval process
- Conduct risk assessments for the most material projects / International expansion
- Undertake deep-dive reviews to verify the effectiveness of the controls that have been identified as mitigating key risks through the Operational Risk Self Assessment process
- Conduct risk assessments for the most material projects covering before, during and after
- Input into the design of the end-state control environment
- Review of the risk logs of a portfolio of projects
- Proactive review and documentation of key controls, and assessment of their effectiveness
- Reactive reviews following external events and internal incidents / near misses
EXPERIENCE REQUIRED:
- Experience working within the Operational Risk function in a IB environment
- Financial/Mathematical degree, Masters is desirable
- Other relevant professional qualifications are preferred
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