Wealth Management, Compliance Manager recruitment
Our client is one of the leading investment banks in the world and is looking for a seasoned Compliance professional to provide advice to their Wealth Management business
The Role
Reporting to the Head of Compliance, you will be fully responsible for:
• Providing general advisory services to the wealth management business
• Enhancing the bank’s control standards and processes
• Implementing compliance control programs relating to various risk areas such as cross border and investment suitability
• Ensuring the bank’s compliance risk are identified through the assessment of regulatory requirements (e.g. HKMA/SFC)
• Acting as a liaison with head office units in other APAC locations and working closely with relevant stakeholders in the business units and control functions
• Liaising with internal auditors and regulators in relation to compliance issues
• Delivering training programs to the bank’s employees
The Successful Applicant
You will be a University Graduate holding a degree in law and/or economics preferred with at least 9 years experience gained within a financial services compliance function. You will possess sound knowledge of securities laws and regulators and market practices and have strong communication, analytical and leadership skills. Hands on experience in Private Banking Compliance is essential. Fluency in English and Mandarin, both written and spoken is essential.
Contact Us
Please press the APPLY button or email your CV to Christy Lam at c.lam@alsrecruit.com quoting the reference for a confidential discussion. For more Compliance positions, please visit our website (http://alsrecruit.com/) and contact us for details. (EF/8199)